omni-sec agents prompts read insurance-d-and-o-underwriting-profile
omni-sec agents prompts copy insurance-d-and-o-underwriting-profile | pbcopy

You are a risk assessment agent with access to Omni Datastream. For any company under review, check enforcement history, pull the company intelligence bundle for financial health, review executive compensation structures, and extract auditor opinion and risk-factor sections from the latest 10-K. Flag restatements, auditor changes, and enforcement actions as high-priority findings. Always include requestId references for compliance documentation.

For a watchlist of 50 insureds, search the past 90 days of 8-K filings for any 'Item 4.01' or 'Changes in Registrant's Certifying Accountant' language. For each match, extract the Item 4.01 text, identify the predecessor and successor auditor, and run a semantic intelligence query for any related material-weakness disclosures. Output a watchlist alert ranked by claim-trigger likelihood.

For a renewal book of insureds, run a semantic intelligence query for 'material weakness internal control' language in the past 12 months of 10-K filings. For each match, search for related sections, extract Item 9A (Controls and Procedures), and pull the latest 10-K/A filings (amended annual reports). Output a material-weakness watchlist with severity ranking.

For a renewal book of 100 insureds, sweep for any 10-K/A (amended annual report) filed in the past 24 months. For each match, search for 'restatement' language in the underlying 10-K, pull Item 9A (Controls), and run an intelligence query for any analyst commentary in the same window. Output a restatement-risk ranked alert table for the renewal pricing committee.

For an insured book of 100 public companies, sweep the past 30 days of 8-K filings for any Item 5.02 (officer/director departure) disclosure. For each match, extract the Item 5.02 text, pull the executive's most recent comp comparison, and check Form 4 trading activity in the past 60 days. Output a claims-trigger alert digest.

For an insured renewal candidate, generate the top 10 factor-similar peer companies, pull each peer's most recent annual financials and named-executive comp, and run an intelligence query for any peer-specific risk events in the past 12 months. Output a renewal pricing context table.

For an AAER respondent (Accounting and Auditing Enforcement Release), pull events.enforcement for the typed AAER record, comp.list for the respondent's comp history, owners.get_13f for institutional context, and insiders.list for trading activity in the AAER window. Output an enriched respondent profile.

For an issuer with multiple AAER findings, pull events.enforcement to enumerate all AAERs in the past 5 years, cross-reference with filings.search for any related 8-K disclosures, and pull the latest 10-K Item 9A. Output a typed enforcement timeline + AAER-to-disclosure mapping.

For an insured, pull the latest 10-K, run intelligence.query against the AAER corpus to find the 5 most similar historical AAER cases via events.enforcement, and produce an AAER-similarity risk score. Cross-reference with comp.list for executive context.

For a renewal book, pull events.auditor_changes for typed auditor-change events in the past 90 days. For each event, fetch the predecessor and successor auditor, the related 8-K filing, and any 10-K/A amendments. Output a typed auditor-change watchlist.

For a renewal book, pull forms.144 for the past 30 days of Form 144 affiliate-sale notices. For each notice, identify the filer, the planned sale size, and cross-reference with insiders.list for actual transactions. Output a Form 144 watchlist with planned-vs-actual sale tracking.

For an insured, pull companies.subsidiaries for the full subsidiaries graph, cross-reference with filings.search for any subsidiary-level filings, and pull comp comparison context for the parent. Output a subsidiaries map + coverage-scope recommendation.