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GET /v1/dilution/nasdaq-compliance

List Nasdaq deficiency notices with status and remediation tracking. Ordered by date desc. Verification block on every row.
Use this endpoint from server-side applications, SDKs, or agent workflows.

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Response metadata

  • requestId
  • traceparent
  • verification
  • provenance

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Query parameters

ParamTypeDescription
tickerstringIssuer ticker.
statusstringFilter (pending, in_compliance, delinquent).
date_from / date_toISO dateBounds on date.
cursorintFrom prior page’s nextCursor.
limitint (1–50, default 10)Page size.
viewenumResponse shape.

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Example request

curl -X GET \
  -H "x-api-key: $SECAPI_API_KEY" \
  -H "secapi-version: 2026-03-19" \
  "https://api.secapi.ai/v1/dilution/nasdaq-compliance?ticker=ACME"

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Example response

{
  "object": "list",
  "data": [
    {
      "object": "dilution_nasdaq_compliance",
      "id": "ndq_a1b2c3d4e5",
      "ticker": "ACME",
      "date": "2026-01-15",
      "deficiency": "Bid Price",
      "company": "Acme Corp",
      "market": "Nasdaq Capital Market",
      "risk": "low",
      "status": "pending",
      "verification": {
        "sourceSpan": "https://api.nasdaq.com/.../listing#row-12",
        "extractionTraceId": "ndq_extract_2026_01_15",
        "confidence": 0.6,
        "crossValidations": [],
        "modelVersion": "nasdaq-rules-v1",
        "verifiedAt": "2026-01-15T14:00:00.000Z"
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_example_123",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

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Errors and partial results

  • Treat non-2xx responses as API errors and log the response body for debugging
  • preserve requestId and traceparent