GET /v1/dilution/nasdaq-compliance

curl -X GET -H "x-api-key: $SECAPI_API_KEY" -H "secapi-version: 2026-03-19" "https://api.secapi.ai/v1/dilution/nasdaq-compliance?ticker=EXAMPLE&limit=10"

{
  "object": "list",
  "data": [
    {
      "object": "dilution_nasdaq_compliance",
      "id": "dil_nasdaq_acme_a",
      "ticker": "ACME",
      "date": "2026-01-15",
      "deficiency": "Minimum bid price",
      "status": "compliance_period",
      "accessionNumber": "0001234567-26-001234",
      "documentUrl": "https://example.test/8k.htm",
      "verification": {
        "confidence": 0.92
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_2ZK8Q1W9F4M6P7R3",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

Find Nasdaq deficiency and compliance notices by issuer, status, or date

Audience: investors and developers monitoring disclosed listing-compliance events.

Canonical metadata

data
hasMore
nextCursor
per-row: date, deficiency, status, accessionNumber, verification.confidence
requestId
traceparent (standard response/header)

Example request

curl -X GET -H "x-api-key: $SECAPI_API_KEY" -H "secapi-version: 2026-03-19" "https://api.secapi.ai/v1/dilution/nasdaq-compliance?ticker=EXAMPLE&limit=10"

Example response

{
  "object": "list",
  "data": [
    {
      "object": "dilution_nasdaq_compliance",
      "id": "dil_nasdaq_acme_a",
      "ticker": "ACME",
      "date": "2026-01-15",
      "deficiency": "Minimum bid price",
      "status": "compliance_period",
      "accessionNumber": "0001234567-26-001234",
      "documentUrl": "https://example.test/8k.htm",
      "verification": {
        "confidence": 0.92
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_2ZK8Q1W9F4M6P7R3",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

Evidence and limits

Statuses summarize disclosed notice and remediation context in covered records; they are not an exchange-authoritative, real-time listing feed. Preserve the source date and filing reference, and confirm material current status with the issuer or exchange. See freshness and trust.

Give this prompt to your agent

Failure posture

retain notice date, status, source accession, and verification
do not present the result as live exchange status
verify later notices before concluding a deficiency is unresolved or resolved

GET /v1/dilution/lockups GET /v1/dilution/ratings

​Canonical metadata

​Example request

​Example response

​Evidence and limits

​Give this prompt to your agent

​Failure posture

Canonical metadata

Example request

Example response

Evidence and limits

Give this prompt to your agent

Failure posture