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GET /v1/dilution/warrants

List warrant schedules parsed from offering exhibits, including price-protection and ratchet metadata, with the full verification block on every row.
Use this endpoint from server-side applications, SDKs, or agent workflows.

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Response metadata

  • requestId
  • traceparent
  • verification
  • provenance

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Query parameters

ParamTypeDescription
tickerstringIssuer ticker.
cikstringSEC CIK.
accession_numberstringMatch a specific filing’s warrants.
form_typestringFiling form (e.g. 424B5, S-1).
filed_at_from / filed_at_toISO dateBounds on filed_at.
cursorintFrom prior page’s nextCursor.
limitint (1–50, default 10)Page size.
viewenumResponse shape (default | compact | agent).

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Example request

curl -X GET \
  -H "x-api-key: $SECAPI_API_KEY" \
  -H "secapi-version: 2026-03-19" \
  "https://api.secapi.ai/v1/dilution/warrants?ticker=ACME&limit=5"

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Example response

{
  "object": "list",
  "data": [
    {
      "object": "dilution_warrant",
      "id": "dil_warr_acme_2026_a",
      "ticker": "ACME",
      "cik": "0001234567",
      "accessionNumber": "0001234567-26-001234",
      "formType": "424B5",
      "warrantsAmount": 8000000,
      "warrantsRemaining": 8000000,
      "warrantsExercisePrice": 5.50,
      "conversionPrice": null,
      "priceProtection": true,
      "ppClause": "Standard ratchet on subsequent dilutive issuance below exercise price.",
      "registered": true,
      "underlyingSharesCalculated": 8000000,
      "filedAt": "2026-02-12T20:31:00.000Z",
      "exercisableDate": "2026-02-19",
      "expirationDate": "2031-02-19",
      "verification": {
        "sourceSpan": "424b5#exhibit-4#char[820..1402]",
        "extractionTraceId": "lf_2026q1_acme_warrant_extract",
        "confidence": 0.95,
        "crossValidations": [
          { "name": "exercise_price_positive", "passed": true },
          { "name": "expiration_after_filed", "passed": true }
        ],
        "modelVersion": "dilution-v1.4",
        "verifiedAt": "2026-02-12T20:34:18.000Z"
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_example_123",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

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Errors and partial results

  • Treat non-2xx responses as API errors and log the response body for debugging
  • Log requestId and traceparent so SEC API support can trace the request
  • when verification.confidence < 0.7, treat the row as advisory only