SEC API helps legal teams move from a company name or ticker to SEC filings, extracted filing sections, enforcement releases, insider reports, and saved-search monitoring without hand-copying EDGAR URLs into every matter file.
Why legal teams use SEC API
Enforcement action search
Search SEC litigation releases, administrative proceedings, and AAER records with release metadata and links back to SEC source documents.
Filing monitoring
Find 10-K, 10-Q, 8-K, proxy, and ownership filings by resolved issuer, form type, filing date, or accession number.
Compliance screening
Resolve a target to the best available SEC entity before pulling filings, sections, insider activity, and enforcement context.
8-K event alerts
Use saved-search monitors and webhook delivery for event-driven review queues tied to filings and disclosure language.
Key endpoints for legal workflows
| Endpoint | Method | Use case |
|---|---|---|
/v1/entities/resolve | GET | Resolve ticker, CIK, or company name before matter research |
/v1/filings | GET | Filing search with form type, ticker, date filters |
/v1/filings/latest/sections/{section_key} | GET | Extract a section from the latest matching filing |
/v1/sections/search | GET | Search filing sections for terms such as litigation or restatement |
/v1/events/enforcement | GET | Search SEC enforcement releases by source, violation type, penalty, or date |
/v1/events/officer-changes | GET | Review filing-derived officer and director change events |
/v1/insiders | GET | Insider transaction history for a given entity |
/v1/monitors | POST | Create a saved-search monitor with webhook or email delivery |
Example: build a filing and enforcement trail
Resolve the client or counterparty first, then reuse the CIK downstream:Example: extract legal proceedings from a 10-K
Pull Item 3 from the latest annual filing when you need the source text behind a litigation memo:How to use this in a matter workflow
Preserve source context
Keep returned accession numbers, filing URLs, section keys, request IDs, and trace metadata with the memo or diligence packet.
Use generated prompts
Start from the law-firm prompt library for disclosure dossiers, deal diligence, restatement scans, and litigation binders.

